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REGULATION · US

CFTC no-action letter exempts passive software developers from broker rules

The Commodity Futures Trading Commission issued a staff no-action letter exempting passive software providers from broker registration requirements for prediction market platforms, subject to specified conditions.

WHY IT MATTERS

Lightens regulatory burden on algorithmic trading and fintech infrastructure; enables wider deployment of AI-driven market-prediction tools without custodial licensing friction.

Source: PYMNTS · 2026-09-17

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CFTC no-action letter exempts passive software developers from broker rules — ath — AITechHive